banking & financial services regulatory

Our dedicated cross-disciplinary and cross-office teams combine expertise in non-contentious as well as contentious regulatory matters, advising domestic and international credit institutions, investment firms, asset managers, payment firms, FinTechs, insurance companies as well as market infrastructure providers and trading platforms on all aspects of their business.

our services

• financial services regulation
• regulatory change initiatives
• authorisation applications
• FinTech and evaluation of innovative business models
• outsourcing of services and onboarding of external service providers
• payment services and e-money
• banking resolution and recovery planning
• corporate governance and remuneration
• financial services industry M&A and restructurings, including consolidation and ownership control proceedings
• contentious financial services regulatory
  • prevention and risk management
• regulatory investigations and compliance
• strategic advice and response planning in the course of regulatory enforcement actions
• representation in contentious regulatory proceedings / enforcement actions, both before competent supervisory bodies and administrative courts
• litigation in the context of financial services/products, including derivative litigation